General information about company
Scrip code	532989
NSE Symbol	BAFNAPH
MSEI Symbol	NOTLISTED
ISIN	INE878I01022
Name of the company	BAFNA PHARMACEUTICALS LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-06-2023
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	Yes

Table VI - Statement showing foreign ownership limits
Particular	Approved limits (%)	Limits utilized (%)
As on shareholding date	0	0
As on the end of previous 1st quarter	0	0
As on the end of previous 2nd quarter	0	0
As on the end of previous 3rd quarter	0	0
As on the end of previous 4th quarter	0	0

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total	Total as a % of (A+B+C)
(A)	Promoter & Promoter Group	7	21290394			21290394	90	21290394		21290394	90
(B)	Public	6985	2365941			2365941	10	2365941		2365941	10
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	6992	23656335			23656335	100	23656335		23656335	100

Table I - Summary Statement holding of specified securities

Category
(I)Category of shareholder
(II)No. Of Shares Underlying Outstanding convertible securities
(X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants
(Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital)
(XI)= (VII)+(X)
As a % of (A+B+C2)Number of Locked in shares
(XII)Number of Shares pledged or otherwise encumbered
(XIII)Number of equity shares held in dematerialized form 
(XIV)Sub-categorization of shares

No.
(a)As a % of total Shares held
(b)No.
(a)As a % of total Shares held
(b)Sub-category (i)Sub-category (ii)Sub-category (iii)

(A)Promoter & Promoter Group9021290394

(B)Public102357901000

(C)Non Promoter- Non Public

(C1)Shares underlying DRs

(C2)Shares held by Employee Trusts

Total10023648295000

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of Total Voting rights
								Class eg: X	Class eg:y	Total	Total as a % of Total Voting rights
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family	5	100246			100246	0.42	100246		100246	0.42
(d)	Any Other (specify)	2	21190148			21190148	89.57	21190148		21190148	89.57
Sub-Total (A)(1)		7	21290394			21290394	90	21290394		21290394	90
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)		7	21290394			21290394	90	21290394		21290394	90
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(f)	Investor Education and Protection Fund (IEPF)	1	2137			2137	0.01	2137		2137	0.01
(g)	Resident Individuals holding nominal share capital up to Rs. 2 lakhs	6641	798026			798026	3.37	798026		798026	3.37
(h)	Resident Individuals holding nominal share capital in excess of Rs. 2 lakhs	11	537307			537307	2.27	537307		537307	2.27
(i)	Non Resident Indians (NRIs)	70	111152			111152	0.47	111152		111152	0.47
(l)	Bodies Corporate	54	664676			664676	2.81	664676		664676	2.81
(m)	Any Other (specify)	208	252643			252643	1.07	252643		252643	1.07
Sub-Total (B)(4)		6985	2365941			2365941	10	2365941		2365941	10
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)		6985	2365941			2365941	10	2365941		2365941	10
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )		6992	23656335			23656335	100	23656335		23656335	100
Total (A+B+C )		6992	23656335			23656335	100	23656335		23656335	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)	Sub-categorization of shares
Sr.		No. of Shares Underlying Outstanding Warrants (Xi)			No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)	Number of equity shares held in dematerialized form (XIV)	Sub-category (i)	Sub-category (ii)	Sub-category (iii)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				0.42					100246
(d)				89.57					21190148
Sub-Total (A)(1)				90					21290394
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				90					21290394
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions (Domestic)
(2)	Institutions (Foreign)
(3)	Central Government / State Government(s)
(4)	Non-institutions
(f)				0.01					2137	0	0	0
(g)				3.37					790486	0	0	0
(h)				2.27					537307	0	0	0
(i)				0.47					111152	0	0	0
(l)				2.81					664176	0	0	0
(m)				1.07					252643	0	0	0
Sub-Total (B)(4)				10					2357901	0	0	0
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)+(B)(4)				10					2357901	0	0	0
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					23648295
Total (A+B+C )				100					23648295
Disclosure of notes in case of public share holding is less than 25 percentage								Textual Information(1)

Text Block
Textual Information()	The company was under Corporate Insolvency Resolution Process ('CIRP') as per the IBC, 2016. Pursuant to the order passed by NCLT, Chennai allotment has been made to SRJR Lifesciences LLP (Promoter). The company has given intimation to BSE and NSE on March 08, 2022 for open market sale and steps to achieve MPS has been initiated.

Individuals/Hindu undivided Family
Searial No.	1	2	3	4	5
Name of the Shareholders (I)	P PARAS BAFNA	NAVEENBAFNA M	BAFNA MAHAVEER CHAND	SASIKALA BAFNA.	PARAS BAFNA .	Click here to go back
PAN (II)	AASPB2717M	APIPB8787J	AACPB6411G	AASPB2718E	AAEHP3540E	Total
No. of fully paid up equity shares held (IV)	50000	42015	6338	1844	49	100246
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	50000	42015	6338	1844	49	100246
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.21	0.18	0.03	0.01	0	0.42
Number of Voting Rights held in each class of securities (IX)
Class eg:X	50000	42015	6338	1844	49	100246
Class eg:y
Total	50000	42015	6338	1844	49	100246
Total as a % of Total Voting rights	0.21	0.18	0.03	0.01	0	0.42
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	0.21	0.18	0.03	0.01	0	0.42
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	50000	42015	6338	1844	49	100246
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter	Promoter	Promoter	Promoter

Any Other (specify)
Searial No.	1	2
Category	Bodies Corporate	Director or Director's Relatives	Click here to go back

Name of the Shareholders (I)	SRJR LIFESCIENCES LLP	AMRI BAI BAFNA
PAN (II)	AECFS1208Q	ABAPB0733A	Total
No. of the Shareholders (I)	1	1	2
No. of fully paid up equity shares held (IV)	21188159	1989	21190148
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	21188159	1989	21190148
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	89.57	0.01	89.57
Number of Voting Rights held in each class of securities (IX)
Class eg: X	21188159	1989	21190148
Class eg:y
Total	21188159	1989	21190148
Total as a % of Total Voting rights	89.57	0.01	89.57
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	89.57	0.01	89.57
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	21188159	1989	21190148
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter

Bodies Corporate
Searial No.	1
Name of the Shareholders (I)	MONARCH NETWORTH FINSERVE PRIVATE LIMITED	Click here to go back
PAN (II)	AAACR4982K	Total
No. of fully paid up equity shares held (IV)	318254	318254
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	318254	318254
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.35	1.35
Number of Voting Rights held in each class of securities (IX)
Class eg: X	318254	318254
Class eg:y
Total	318254	318254
Total as a % of Total Voting rights	1.35	1.35
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.35	1.35
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	318254	318254
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0
Sub-category (ii)	0	0
Sub-category (iii)	0	0

Any Other (specify)
Searial No.	1
Category	HUF
Category / More than 1 percentage	Category
Name of the Shareholders (I)		Click here to go back
PAN (II)		Total
No. of the Shareholders (I)	208	208
No. of fully paid up equity shares held (IV)	252643	252643
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	252643	252643
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.07	1.07
Number of Voting Rights held in each class of securities (IX)
Class eg: X	252643	252643
Class eg:y
Total	252643	252643
Total as a % of Total Voting rights	1.07	1.07
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.07	1.07
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	252643	252643
Reason for not providing PAN
Reason for not providing PAN
Sub-categorization of shares
Shareholding (No. of shares) under
Sub-category (i)	0	0
Sub-category (ii)	0	0
Sub-category (iii)	0	0

Details of Shares which remain unclaimed for Public

Searial No.Number of shareholdersOutstanding shares held in demat or unclaimed suspense accountvoting rights which are frozenDisclosure of notes on shares which remain unclaimed for public shareholders

2137

significant beneficial owners

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interest

NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:

SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence

MAHAVEER CHAND BAFNA

AACPB6411G

India

SRJR LIFESCIENCES LLP

AECFS1208Q

India

89.6

Yes

10-09-2020

Total:

89.6

SRINIVASARAJU CHINTALAPATI

ACPPC2768Q

India

SRJR LIFESCIENCES LLP

AECFS1208Q

India

89.57

Yes

10-09-2020

Total:

89.57

JYOTHI RAJU CHINTALAPATI

ACQPC8679M

India

SRJR LIFESCIENCES LLP

AECFS1208Q

India

89.57

Yes

10-09-2020

Total:

89.57

General information about company

Declaration

Table VI - Statement showing foreign ownership limits

Table I - Summary Statement holding of specified securities

Table I - Summary Statement holding of specified securities

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Text Block

Individuals/Hindu undivided Family

Any Other (specify)

Bodies Corporate

Any Other (specify)

Details of Shares which remain unclaimed for Public

significant beneficial owners